Micah J Roberge, Cima®, Cpwa® Portland, Me Ubs

Accolades can be based mostly on a wide range of criteria together with belongings beneath administration, income, compliance report, size of service, consumer satisfaction, type of clientele and extra. Neither UBS Financial Services Inc. nor its employees pay a payment in exchange for these ratings. For more info on a selected ranking, please visit ubs.com/us/en/designation-disclosures. “At UBS, wealth management is the primary enterprise,” Roberge mentioned in an interview. “At the combined firms of Bank of America and Merrill Lynch, Bank of America is the larger enterprise.” A spokesperson for Merrill did not immediately return a request for comment.

You can ask us to evaluate your brokerage account and give you investment recommendations at any time. Wealth administration providers within the United States are provided by UBS Financial Services Inc., a registered broker-dealer providing securities, trading, brokerage and related services. I ask the best questions, allowing the mix of expertise and understanding to dictate the right strategy. Clients’ wealth administration priorities are overseen in collaboration with their other trusted professionals.

Data feeds used for advisors pages may be delayed; please also refer toSEC.govfor the current knowledge. Paulson began at Merrill in 2007, shifted to Jefferies & Co. two years later and in addition worked at RBC Wealth Management-U.S. For a stint earlier than shifting to Cantor Fitzgerald in 2012, according to BrokerCheck.

We only share your contact data with a financial advisor once you ask for an introduction. You don’t should let market volatility get in the greatest way of your long-term objectives. Through the plan we create collectively, we may help you pursue what issues most. We assist organizations design, implement and monitor the investment applications of their 401, outlined benefit and nonqualified plans.

This contains precious metals, treasured coins, hedge funds, forex and commodity-linked investments, and private fairness. Shaun has 21 years of expertise, spending the final 10 years working with high-net-worth individuals, enterprise homeowners, company executives, medical and authorized professionals. He began his career in 1994 at Goldman Sachs on the institutional fairness buying and selling desk and spent 11 years masking refined hedge funds and mutual funds in New York and Boston. Before becoming a member of Merrill Lynch in 2011, Shaun frolicked as a self-published author. He earned each a Bachelor’s degree and Master’s degree in Business Administration from Cornell University in Ithaca, New York.

The similar day the Brenner group left, a top-ranked woman advisor at Merrill, Ashley C. Evans, who generated $1.6 million in income from a $350 million guide exited to affix First Republic Bank in San Francisco. Clicking on the gold box provides you with more particulars in regards to the disclosures, together with the date, sort and disposition of every issue. For additional data, choose the “Detailed Report” hyperlink above the company name on the proper aspect of the web page. When the search result is displayed, the highest a part of the web page will include the person’s name, CRD number, the firm she or he works for and the firm’s CRD number. If too many results come up , you’ll have the ability to narrow the search by inserting the name of the firm she or he works for. How about 20 minutes of homework to examine the background of the monetary skilled you wish to hire?